AML Compliance Analyst Resume Samples

Description :

1. Conducted enhanced due diligence (EDD) on clients per CIP policies and the USA Patriot Act, focusing on high-risk individuals and industries.
2. Oversaw AML transaction monitoring, ensuring compliance with regulatory standards and internal policies.
3. Advised senior management on risk assessments, suggesting improvements to policies and procedures.
4. Provided quality control feedback on investigations, enhancing accuracy and effectiveness.
5. Executed an inventory of applicable laws and regulations, ensuring compliance with evolving standards.
6. Guided multiple business lines on compliance requirements for high-risk customers and transactions.
7. Collaborated with audit firms on AML projects, ensuring adherence to Consent Orders and regulatory expectations.

Experience

2-5 Years

Level

Junior

Education

Master's In Security

Description :

1. Utilized Actimize daily to screen clients and identify suspicious activities.
2. Reviewed alerts for statistical reporting and compliance metrics.
3. Applied AML document standards to resolve alerts effectively.
4. Ensured all cases were documented per regulatory requirements.
5. Conducted risk-based analysis for business and consumer accounts.
6. Performed enhanced due diligence to identify and mitigate money laundering risks.
7. Organized data and created reports to support compliance efforts and risk mitigation.

Experience

10+ Years

Level

Senior

Education

J.D.

Description :

1. Conducted comprehensive investigations of high-risk transactions to ensure compliance with AML regulations.
2. Analyzed and approved investigative case analyses for Suspicious Activity Reports (SAR) preparation.
3. Maintained expertise in AML regulations and compliance tools, enhancing operational efficiency.
4. Ensured adherence to the Bank Secrecy Act and USA PATRIOT Act through rigorous compliance checks.
5. Collaborated with business units to gather information for thorough investigations.
6. Performed due diligence on correspondent banking transactions flagged as high-risk.
7. Reviewed client profiles for negative news, ensuring accurate risk assessments.

Experience

2-5 Years

Level

Junior

Education

Bachelor Of Science

Description :

1. Implemented AML regulations and compliance guidelines, ensuring adherence across all departments.
2. Conducted thorough internal investigations based on directives from senior management.
3. Collaborated with various departments to ensure accurate and timely reporting of suspicious activities.
4. Participated in special investigations and assignments as required by management.
5. Established and maintained procedures for the secure storage and retrieval of AML documentation.
6. Obtained AML certification from the NJ Department of Gaming to enhance investigative capabilities.
7. Supported investigations leading to successful prosecutions of fraudulent activities.

Experience

2-5 Years

Level

Junior

Education

Accounting

Description :

1. Conducted thorough investigations using bank systems to assess suspicious account activities for BSA and AML compliance.
2. Completed OFAC reports for customers and their related parties, ensuring regulatory adherence.
3. Reviewed and analyzed documents from shared databases to support compliance efforts.
4. Performed internal and external research using tools like World-Check and Google to identify potential risks.
5. Executed sanctions searches to determine if customers were Politically Exposed Persons (PEPs).
6. Analyzed beneficial ownership structures for clients with international operations to assess risk.
7. Compiled investigation findings for presentations to Senior Management and Compliance teams.

Experience

5-7 Years

Level

Executive

Education

Business Management

Description :

1. Monitored bank accounts for suspicious activities, detecting potential money laundering and terrorist financing.
2. Conducted risk-based searches using internal KYC systems and external databases.
3. Researched counterparties involved in transactions to assess risk levels.
4. Documented evidence in case management systems to support investigations.
5. Drafted clear narratives of findings for compliance reporting.
6. Escalated suspicious cases to the Financial Intelligence Unit for SAR filings.
7. Executed investigations in line with global compliance standards and regulatory requirements.

Experience

7-10 Years

Level

Junior

Education

Paralegal Studies

Description :

1. Prevented, detected, and reported money laundering and terrorist financing activities through thorough investigations.
2. Mitigated compliance risks by ensuring adherence to the Bank Secrecy Act and USA PATRIOT Act.
3. Managed AML risk across various products and geographies, documenting high-risk relationships effectively.
4. Collaborated with Relationship Managers to gather necessary documentation for compliance.
5. Assisted in the implementation and training of the AML Compliance Program, enhancing team capabilities.
6. Conducted quality assurance reviews of analyst work, providing constructive feedback to improve performance.
7. Supported senior management with daily operational tasks and participated in cross-functional projects.

Experience

2-5 Years

Level

Junior

Education

Monitoring And Controling Projects

Description :

1. Executed comprehensive AML investigations, ensuring compliance with federal and state regulations.
2. Collaborated with legal teams to review and validate documentation for compliance with AML laws.
3. Conducted thorough reviews of transaction patterns to identify potential money laundering activities.
4. Prepared detailed reports on findings and recommendations for senior management.
5. Engaged with external auditors during compliance reviews, providing necessary documentation and insights.
6. Trained junior analysts on AML compliance procedures and best practices.
7. Maintained up-to-date knowledge of AML regulations and industry trends to enhance compliance efforts.

Experience

5-7 Years

Level

Executive

Education

Diploma In General Studies

Description :

1. Reviewed and audited loan data and reports to ensure compliance with AML regulations and guidelines.
2. Ensured adherence to company policies and AML compliance standards.
3. Executed data queries to analyze transaction patterns and identify anomalies.
4. Created detailed reports to summarize findings and support compliance initiatives.
5. Conducted investigations into potential misuse of funds and reported findings.
6. Assisted in the review of overseas payment processing for compliance with AML regulations.
7. Maintained process flow diagrams to visualize compliance workflows and enhance understanding.

Experience

10+ Years

Level

Senior

Education

MSF

Description :

1. Conducted thorough investigations of suspicious transactions, ensuring compliance with AML regulations.
2. Monitored and analyzed customer transactions to identify potential money laundering activities.
3. Prepared and submitted Suspicious Activity Reports (SARs) to regulatory authorities.
4. Collaborated with law enforcement agencies during investigations of financial crimes.
5. Developed and implemented KYC procedures to enhance customer due diligence.
6. Provided training to staff on AML compliance and best practices.
7. Utilized data analysis tools to assess risk and improve compliance processes.

Experience

2-5 Years

Level

Junior

Education

BSc Finance