An AML Investigator is an Anti-money laundering investigator and forensic accountant who handles and deals with the flow of money and investigates money laundering. Working for a wide range of financial institute’s, these investigators undertake the crucial duties that are mentioned on the AML Investigator Resume – mitigating risk rating through policies, procedures, and entity types; reviewing system-generated alerts that appear or seem to be suspicious; explaining to regulators, auditors, and examiners about monitoring and prioritizing risks; documenting information on clients using a wide range of research sources, reviewing data to ensure AML regulations adherence; and supporting in AML compliance processes.
To become an exceptional investigator, the following skills and competencies are needed – a complete and thorough understanding of the firm’s business; strong communication skills, the ability to consistently interpret and assess the details for risk; and staying current with new compliance requirements. Specialized degree is not listed for this post, however, candidates with law school degree have a better chance to get hired.
Objective : Detail-oriented professional with 5 years of experience in AML investigations, adept at analyzing transaction data, identifying suspicious activities, and ensuring compliance with regulatory requirements.
Skills : Data Analysis, Report Writing, Transaction Monitoring, Regulatory Compliance
Description :
Utilized SAS to analyze alerting transactions, enhancing detection of suspicious activities.
Conducted thorough reviews of customer accounts and transaction histories to identify potential AML violations.
Handled sensitive information with confidentiality, ensuring compliance with data protection regulations.
Consistently met and exceeded productivity targets set by management, demonstrating efficiency.
Collaborated with retail personnel to gather information on customer transactions for investigations.
Managed multiple software applications, including CheckVision and Passport, to streamline investigation processes.
Played a key role in overtime initiatives, contributing to team goals and project deadlines.
Experience
2-5 Years
Level
Junior
Education
BSc Finance
AML Investigator Resume
Objective : Experienced AML Investigator with over 5 years in analyzing financial transactions and identifying suspicious activities. Proven ability to conduct thorough investigations and ensure compliance with regulatory standards.
Skills : Due Diligence, Data Analysis, Report Writing, Risk Assessment, Transaction Monitoring
Description :
Conducted comprehensive investigations into customer activities to identify potential AML violations.
Monitored transactions using advanced analytics to detect suspicious patterns and trends.
Performed enhanced due diligence on high-risk clients, ensuring compliance with AML regulations.
Investigated complex cases involving cash structuring and transactions with high-risk jurisdictions.
Collaborated with branch personnel to assess customer relationships and mitigate risks.
Documented findings in detailed reports, ensuring accuracy and compliance with regulatory standards.
Recommended SAR filings to FinCEN based on thorough analysis of suspicious activities.
Experience
2-5 Years
Level
Executive
Education
BSc Finance
AML Investigator Resume
Summary : Dynamic professional with over 10 years of experience in AML investigations, specializing in identifying suspicious activities, conducting thorough analyses, and ensuring compliance with regulatory standards to mitigate financial crime risks.
Skills : Communication Skills, Compliance Review, Risk Assessment, Fraud Detection, Data Analysis
Description :
Executed comprehensive investigations of alerts using established policies to meet regulatory requirements.
Ensured compliance with SLAs while maintaining confidentiality and data integrity.
Utilized tools like Actimize and Patriot Officer for effective monitoring and reporting.
Streamlined data organization for transaction reports through advanced Excel macros.
Facilitated training sessions for analysts, enhancing team capabilities and knowledge.
Identified and escalated high-risk transactions requiring further investigation or SAR filing.
Reviewed and classified cases to ensure accurate risk assessment and compliance adherence.
Experience
10+ Years
Level
Senior
Education
BSc Finance
AML Investigator Resume
Objective : Proficient AML Investigator with over 5 years of experience in conducting thorough investigations and ensuring compliance with regulatory standards. Skilled in analyzing suspicious activities and preparing detailed reports for law enforcement.
Skills : Training Skills, Analytical Skills, Risk Assessment, Regulatory Compliance, Data Analysis
Description :
Conducted comprehensive assessments of high-risk customers, ensuring accurate filing of Suspicious Activity Reports (SARs).
Analyzed system-generated alerts for potentially suspicious activities, escalating cases as necessary.
Collaborated with law enforcement and external agencies to gather information on AML cases.
Identified patterns and anomalies in transaction data, determining the extent of suspicious activities.
Prepared and submitted SARs and Currency Transaction Reports (CTRs) in compliance with regulatory requirements.
Reported unusual client activities related to money laundering and terrorist financing.
Maintained up-to-date knowledge of AML regulations and best practices to enhance investigation processes.
Experience
2-5 Years
Level
Executive
Education
BSCJ
AML Investigator Resume
Headline : Proficient AML Investigator with over 7 years of experience in identifying and mitigating financial crime risks. Expertise in conducting thorough investigations and ensuring compliance with regulatory standards.
Conducted comprehensive monitoring of suspicious activities, identifying potential AML risks and documenting findings from due diligence research.
Assisted in the preparation of Suspicious Activity Reports (SARs) and high-risk customer investigations across various sectors.
Performed extensive due diligence searches on clients using advanced databases, ensuring compliance with AML regulations.
Analyzed and escalated relevant data to the AML Financial Intelligence Unit, ensuring timely reporting of suspicious activities.
Researched negative media to assess historical involvement of customers in illicit activities.
Compiled and maintained documentation in line with BSA/AML procedures and regulatory requirements.
Coordinated data reporting on high-risk customers, enhancing the organization's risk management strategies.
Experience
5-7 Years
Level
Executive
Education
BSc Finance
AML Investigator Resume
Objective : Proficient AML Investigator with over 5 years of experience in conducting thorough investigations, analyzing suspicious activities, and ensuring compliance with regulatory standards to mitigate financial crime risks.
Skills : Regulatory Compliance, Risk Assessment, Transaction Monitoring, Investigative Research
Description :
Conducted comprehensive internal account reviews to identify suspicious activities, mitigating financial and regulatory risks.
Documented investigation processes meticulously, ensuring compliance with regulatory standards.
Collaborated with banking teams to gather information on client transaction activities.
Coordinated with internal departments to maintain a consistent understanding of AML requirements.
Leveraged expertise in AML/KYC issues to contribute effectively to investigations.
Prepared and submitted Suspicious Activity Reports in accordance with regulatory guidelines.
Experience
2-5 Years
Level
Executive
Education
BSc Finance
AML Investigator Resume
Headline : Proficient in conducting thorough investigations into suspicious financial activities, ensuring compliance with AML regulations. Over 7 years of experience in risk assessment and fraud detection, leveraging analytical skills to mitigate financial crime.
Skills : Data Analysis Tools, Risk Management, Fraud Detection, Investigative Research, AML Reporting
Description :
Conducted in-depth research and analysis of suspicious transactions to evaluate risk levels.
Supported comprehensive AML processes, including suspicious activity investigations and reporting.
Implemented corrective actions to confirm legitimate financial activities.
Reviewed and analyzed high-risk conditions to ensure compliance with regulations.
Collaborated with management to fulfill critical AML functions accurately and promptly.
Assessed system-generated alerts for potential illicit activities requiring reporting under BSA/AML.
Utilized various databases and internal systems to investigate clients and related entities in flagged cases.
Experience
5-7 Years
Level
Executive
Education
BSc Finance
AML Investigator Resume
Objective : Experienced AML Investigator with over 5 years in financial crime detection and compliance. Proficient in analyzing suspicious transactions and preparing detailed reports to mitigate risks and ensure regulatory adherence.
Conducted thorough EDD examinations of transactions, identifying and linking suspicious activities across multiple regions.
Utilized knowledge of correspondent banking to detect red flags, including structuring and high-risk jurisdictions.
Specialized in international wire transfers, ensuring compliance with regulations and managing risks effectively.
Assessed and communicated risk levels to management, demonstrating cultural sensitivity and awareness.
Monitored high-risk jurisdictions and cleared alerts, ensuring timely responses to potential threats.
Prepared and filed Suspicious Activity Reports (SARs) with FinCEN, collaborating with law enforcement for case resolution.
Utilized Norkom system to monitor wire activity for suspicious transactions related to money laundering and terrorist financing.
Experience
2-5 Years
Level
Executive
Education
BSc Finance
AML Investigator Resume
Objective : Proficient AML Investigator with over 5 years of experience in conducting thorough investigations, analyzing suspicious activities, and ensuring compliance with regulatory standards. Adept at preparing detailed reports and collaborating with law enforcement.
Skills : Data Analysis Tools, Risk Assessment Tools, Legal Research Skills, Regulatory Compliance, Transaction Monitoring
Description :
Conducted comprehensive investigations into suspicious activities, ensuring adherence to AML regulations.
Drafted detailed Suspicious Activity Reports (SARs) with precise narratives and supporting documentation.
Analyzed financial records and public data to identify anomalies and potential risks.
Performed due diligence to verify the accuracy of investigation results and compliance with policies.
Collaborated with internal teams to gather information on suspicious transactions and activities.
Recommended enhancements to AML monitoring systems to improve detection capabilities.
Trained junior staff on AML compliance procedures and investigation techniques.
Experience
2-5 Years
Level
Junior
Education
BSCJ
AML Investigator Resume
Objective : Experienced AML Investigator with over 5 years in financial crime analysis, adept at conducting thorough investigations and ensuring compliance with regulatory standards. Proven track record in identifying suspicious activities and mitigating risks.
Skills : AML Compliance, Analytical Skills, Risk Assessment, Fraud Detection, Data Analysis
Description :
Conducted in-depth investigations to safeguard TCF Bank against potential BSA violations and financial crimes.
Analyzed complex cases of money laundering, terrorist financing, and fraud schemes to ensure compliance.
Compiled comprehensive reports and documentation, presenting findings to senior management for decision-making.
Reviewed various transaction types, including cash, wire transfers, and ACH, to identify suspicious patterns.
Managed branch escalations and conducted thorough 90-day reviews to mitigate risks.
Monitored and analyzed transactional data to detect anomalies and ensure regulatory compliance.
Consistently exceeded monthly alert review quotas, demonstrating efficiency and diligence.
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