Audit Director Resume
Summary : As an Audit Director, Reviewed engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope. Established and maintained good relationships with key business and audit partners.
Skills : Audit Experience And Full Knowledge Of GAAP.
Description :
- Managed commercial audit engagements for $15 million to $1.7 billion companies in industries ranging from manufacturing and distribution, pharmaceutical, dialysis, radio stations, casinos, construction materials, engineering consulting and hospitals.
- Simultaneously managed multiple engagements at various stages of completion with teams ranging from 3 to 12 people.
- Assisted clients in implementation of new FASB and GASB accounting pronouncements as it related to internal and external reporting requirements.
- Participated in preparation of private placement bond offerings.
- Long lived asset impairment (ASC 350 and 360), defined benefit plan pensions (ASC 715) and other complex and technical reporting issues.
- Trained courses for local interns and gaming industry.
Experience
7-10 Years
Level
Management
Education
B.Acc
Audit Director Resume
Objective : Versatile Audit Director with experience in software, telecommunications, accounting and auditing disciplines. Maintained ongoing communications with senior management and the Audit Committee to provide updates regarding the progress of auditing activities
Skills : Internal Audit, Directing, Motivating Staff, Strategic Planning, Goal Setting, Financial Planning.
Description :
- International cable auditing firm that supplies statistical and financial reviews to programming companies.
- Performed reviews of subscriber data, financial reports and contracts to find variances between contract terms and actual fee remittance.
- Developed and implemented quality control plans.
- Audited Multiple System Operators' (MSO) revenue and subscriber billing reports to determine compliance with programmer contracts.
- Monitored and analyzed annual budget and reforecast to actual.
- Managed and developed the annual audit plan for a client base of 2,500 owners while supervising a staff of 18 employees.
- Established first Finance Department to add $2 to $4 Million annually to revenue through efficient audit practices and negotiating debt settlements with Senior Management of cable companies.
Experience
2-5 Years
Level
Junior
Education
BBA In Accounting
Audit Director Resume
Summary : As an Audit Director, Financial Services and Business Integrity Executive with extensive experience in Corporate Finance, Global Risk Management, and Staff Development. Significant expertise in verifying adherence of compliance polices, coordinating information flow, billings, auditing, forecasting, and cost accounting.
Skills : Analysis, Budgets General Ledger, Review Team Selection, Development, Analytical Problem Solving, Six Sigma Green Belt Certified.
Description :
- Reviewed Holders' accounting and internal control policies/practices to evaluate manner in which UCP was reported.
- Audited financial records as they pertained to unclaimed dividends, GL write-offs, AR credits balances, PR and AP outstanding checks.
- Prepared schedules of audit findings for Holder Provided verbal and written information to the Holder concerning the application and interpretation of the State UCP Law.
- Prepared audit findings report and worked with Holder and State to negotiate a final agreement.
- Developed a fully automated system with regional offices to process all reports, memos and letters, which led to a reduction of paper usage by 80% and reduced processing time by 50%.
- Completed position papers for complex issues including mergers, acquisitions and push-down accounting (ASC 805 and others), variable interest entity accounting (ASC 810), multiple element revenue accounting (ASC 605-25), equity instrument accounting as equity or liability (ASC 718 and ASC 480).
Experience
7-10 Years
Level
Management
Education
M.B.A. In Finance
Audit Director Resume
Headline : Audit Director with extensive experience performing full disclosure financial statement audits in public accounting. Conducted internal audits to identify emerging issues and detecting deviations from established controls.
Skills : Ability to communicate effectively, both orally and in writing.
Description :
- Performed compliance, financial and operational internal audits in accordance with the Institute of Internal Auditor's Standards Professional Practice.
- Conducted compliance, financial and operational internal audits of the horse racing industry.
- Involved with auditing the racetracks video poker purses that resulted in a ninety million (90) dollar judgment.
- Directed and communicated results for complex audit projects in support of Texas Tech University System Administration, Texas Tech University, and .
- Types of engagements included financial, operational, compliance, investigative and governance.
- Led and completed internal audits within Wealth Management Americas Group Internal Audit.
- Audits included reviews of the Firm's Transaction Requiring Approval (TRPA) and New Business Initiatives process, Private Bank Anti-Money Laundering.
Experience
5-7 Years
Level
Senior
Education
BS In Accounting
Audit Director Resume
Summary : As an Audit Director, Experience with accounting, auditing and management. Expected that a director is hands on with every audit or review, possess an advanced skillset with technology, adapts quickly to proprietary systems and can work effectively with internal and external professionals.
Skills : Ability to work to deadlines, Under pressure.
Description :
Operational, financial and IT audits of manufacturing, distribution, outsourced activities and corporate functions geographic coverage for Pilkington.
Standardized audit procedures and instituted a self-audit program resulting in a 33% reduction in headcount third party healthcare audit reduced .
Conducted fieldwork audits for non-profit and for-profit entities, and employee benefit plans Managed, developed and mentored staff on .
Rebuilt an ineffective internal audit group into a professional organization providing the control focus and operational audit perspective necessary .
Corrected a RSI Home Products' incorrect accounting for stock options under ASC 718 Compensation - Stock Compensation.
Correction resulted in additional compensation.
Determined initial balances were supportable, and the products costs were reasonable.
Experience
7-10 Years
Level
Senior
Education
MBA
Audit Director Resume
Summary : As a Audit Director, responsible for contributing to the strategic direction of Internal Audit (IA) function, in coordination with the Audit team. Also responsible for managing multiple teams of professionals.
Skills : Ability to analyze and Solve problems.
Description :
Responsible for the development and execution of the annual internal audit plan and performance of duties necessary to achieve the internal audit.
Drove audit coverage for financial, operational and compliance audits of United Guaranty Corporation as assessed by the Audit Committee.
Continually assessed and revised the strategy and direction of the program of audit coverage for United Guaranty Corporation.
Managed in order to provide audit advice and stay abreast and informed relative to the business.
Supervised audit work as the assigned responsible Auditor by developing test plans, assigning and monitoring the progress of work within budgeted.
Improved financial, operational and managerial systems and processes.
Company closed planned audit program for each audit to ensure compliance with state unclaimed property (ucp) laws.
Experience
7-10 Years
Level
Senior
Education
Degree in Business
Audit Director Resume
Summary : Audit Director is responsible for validating whether the firm operates in a controlled environment with appropriate risk-management processes. Auditors evaluate the adequacy and effectiveness of the firm's internal controls using a risk-based methodology developed from professional auditing standards.
Skills : CRCM, CIA. Certified Public Accountant, Certified Internal Auditor, and Certified Fraud Examiner.
Description :
- Served as the Corporate Audit Directorate.
- Directed and managed the operation of the assigned Corporate, with a $40 million annual operating budget.
- Ensured the coverage of mission critical contract audit and financial advisory services in support of the National Defense and related contracts with major Defense contractors.
- Directed the contract audits and assessments of U.S. Government contractors' systems for adequacy, accuracy and the acceptability of incurred and proposed contract costs in accordance with GAGAS and in compliance with the FAR.
- Tempered with expert judgment, assures that resources are properly assigned to subordinate field elements in a manner designed to achieve maximum payoff to the Government.
- Approved highly sensitive audit reports having intense congressional or DoD policy level interest.
- Met with high-level DoD, contractor and procurement officials to resolve significant technical problems which, because of their magnitude, sensitivity or precedent-setting nature, require top level management intervention.
Experience
10+ Years
Level
Consultant
Education
MBA
Audit Director Resume
Summary : As a Audit Director, monitored the firm's compliance with internal guidelines set for risk management and risk monitoring, as well as external rules and regulations governing the industry.
Skills : Strong communication and interpersonal skills, Strong presentation skills.
Description :
- Delivered multiple current audits to specification, and ensure the delivery of audit reports are complete, insightful, timely, error free and concise.
- Contributed to the delivery of reports outlining IAs contributions, and oversee audits coverage and reporting on common high risk areas.
- Provided independent assurance on the design and operating effectiveness of an area, at a global or regional level.
- Ensured IA meets/exceeds expectations, and support and drive the IA Transformation Program and IAs and managements efforts.
- Improved the identification, measurement, management, reporting and controls in governance, risk and control environments.
- Supported and endorsed the Quality Assurance (QA) function of IA, and resolve issues found by QA, improving audit processes and coverage.
Experience
7-10 Years
Level
Senior
Education
Degree in Finance
Audit Director Resume
Summary : Audit Director is responsible for planning, scheduling and supervision of projects, partnering with company leaders on risk matters, and developing audit strategy and setting priorities for multiple client or functional areas.
Skills : Knowledge of applicable bank financial regulatory requirements.
Description :
- Identified and assessed areas of critical and high risks and evaluate the soundness of their controls as part of audits.
- Monitored and closure verification work in order to formulate a point of view of the control environment.
- Drove discussions and asks probing questions to further dialogue with senior business stakeholders to understand risk drivers, control state, and impact.
- Proactively monitored and assigned audit universe for changing risks and needed updates. Led continuous monitoring activities and updated to risk assessments, audit universe, and audit plan.
- Proactively monitored and addressed key metrics associated with audit plans, resources and issues and actions.
- Prepared and scheduled audit findings for holder provided verbal and written information to the holder concerning the application and interpretation of the state ucp law.
Experience
10+ Years
Level
Executive
Education
Degree in Finance
Audit Director Resume
Summary : As a Audit Director, responsible for the horizontal regulatory compliance program for the department and audit coverage of the Office of Fair Lending and CCB Controls Management.
Skills : Proficient in MS Word, Excel, PowerPoint, SharePoint, and other Office applications.
Description :
Coordinated with other IADA Audit Groups, as needed.
Managed special audit work and other special projects, as needed.
Assigned and directed audit staff assigned to the Audit Group, evaluate and provide feedback regarding their performance, and manage their continuing professional development.
Responsible for the areas audited by the Audit Group, and remain current and knowledgeable with respect to their business and risk profiles.
Communicated, as needed, with IAD Head Office, other IAD overseas offices, IADA management and staff, other Mizuho areas/functions/personnel, external auditors, regulatory examiners and others, as needed, to ensure effective and efficient internal audit coverage of the businesses and functions audited by IADA and/or this Audit Group.
Assisted in the design, development and implementation of IADA’s Annual Plan and Schedule, and in the preparation and/or presentation during the year of related MIS reports.
Cooperated as needed with supervisory authorities, external auditors and other service providers in the conduct of their activities.
Experience
10+ Years
Level
Consultant
Education
Degree in Finance
