A Financial Examiner makes sure that the various financial institutions including banks comply with the stipulated laws and regulations that govern them, and also ensures that financial and real estate transactions adhere to laws and rules. A professional Financial Examiner Resume mentions the following job responsibilities – investigating daily the transactions and operations of financial institutions, ensuring compliance with all applicable laws and regulations, solving issues that may prevent financial solvency; reporting in writing all findings of the investigation, reviewing client financial statements, reviewing internal and external audit reports; and solving all financial problems.
Employers look for resumes that highlight the following skills and abilities – willingness to participate in training, advanced analytical and communication skills; experience in using financial compliance software, prior auditing experience, and accounting or bank experience. Those interested in this field must earn a degree in accounting or finance. Some companies necessitate a certification as well.
Summary : To expand my career by exploring new and challenging opportunities with an organization that will meld my financial, legal and administrative skills with my huge passion for women's reproductive and social justice issues. Would prefer to work in an environment that is creative, passionate and can think outside the box, an organization that offers training in an environment that will push and challenge me for long term job satisfaction and success.
Skills : Microsoft Word, Customer Service, Customer Service.
Description :
Responsible for establishing, monitoring and collecting repayments for SNAP, TANF and Medicaid recipient overpayment claims in those programs.
Maintained a thorough knowledge of the Code of Federal Regulations (CFRs, ARMS, Administrative Rules of Montana and the Montana Code Annotated as well as laws pertaining to the collection of debts related to benefit programs.
Maintained a thorough working knowledge of all department policy manuals' for those programs.
Reviewed and spotted checks all recipient debts established by the Office of Public Assistance (OPA) for SNAP, TANF & Medicaid.
Coordinated with Business & Financial Services to ensure debts are properly established in the fiscal computer systems, including monthly and annual reconciliation of accounting systems.
Ensured that all debtors have been notified of, and have received all due process rights prior to initiating any type of collection formal activity.
Gathered information related to debtors financial condition, including income, expenses, and other financial records for the purposes of compromising debt because of hardship.
Experience
10+ Years
Level
Senior
Education
BS In Liberal Studies
Financial Examiner Resume
Summary : Financial Examiner with expertise in fraud and compliance oversights, investigations, examinations and evaluations of fraudulent transactions and documentation in the financial, banking, mortgage and insurance industries. 20+ years of experience in finance, and accounting management working with commercial and financial institutions, law enforcement and small and large businesses.
Skills : Customer Service, Proficient In Microsoft Word, Excel, Power Point, Very Organized And Have A Strong Attention To Detail, Positive And Up Beat Personality With A Can Do Attitude, Quickbooks.
Description :
Reviewed and examined for regulatory improprieties and/or violations of law committed by mortgage companies and financial institutions.
Researched, analyzed and interpreted regulations, laws, practices or procedures while conducting examination of Mortgage Company servicing and origination files ensuring mortgage companies are in compliance with applicable federal and state lending laws.
Participated in multistate mortgage examinations in the capacity of an Examiner in Charge for the state of Maryland.
Prepared accurate and timely written reports of findings, recommend corrective actions, and testify in judicial hearings.
Examined all facets of mortgage issues including foreclosures, forced place insurance, forbearances, repayments, bankruptcies, modifications, loss mitigations processes, fair lending violations, RESPA, TILA, violations etc.
Analyzed mortgage loans for predatory lending practices and examine all financial statements of the mortgage organization to determine net worth or HUD adjusted net worth.
Reviewed Home Mortgage Disclosure Act Loan Application Reports (HMDA LAR) reports and Mortgage Call Reports (MCR) utilizing the Nationwide Mortgage Licensing System (NMLS) for accurate reporting and timely submission for public view.
Experience
7-10 Years
Level
Management
Education
Masters Of Science
Financial Examiner Resume
Summary : Financial Examiner with extensive background in varied aspects of managerial control, business planning/development, financial analysis, budgeting and forecasting. I have been a Financial Institution Examiner experienced in varied financial and operational phases (detailed below) including the interim management of diversified credit unions.
Skills : Certified Government Financial Manager, Certified Fraud Examiner, PMP, Sigma Six, Data Analysis & Analytics, Federal Government Accounting & Audit.
Description :
Performed financial, operational, internal control, and forensic assessments upon diversified federal/state chartered credit unions.
Acted Supervisor of employees over Examination Staff; staffed the examination engagement teams and determined workload responsibilities.
Analyzed departmental budgets, financial statements and fiscal cash projections.
Assessed Asset/Liability risk while evaluating overall safety and soundness.
Evaluated quality of internal control structures.
Applied forensic audit skills to credit union fraudulent activities.
Regulated compliance; including: BSA/OFAC.
Experience
10+ Years
Level
Senior
Education
GED
Financial Examiner Resume
Summary : Highly accomplished and results-driven Chief Financial officer with almost 25 years of progressive experience in the insurance industry. Possesses broad hands-on experience in many areas beyond accounting and finance such human resources, actuarial, legal, etc. Dedicated to doing whatever it takes to make the organization better.
Skills : Microsoft Office Suite, Planning Skills.
Description :
Participated in all phases of the financial examination of insurance companies in to determine financial condition and statutory compliance.
Experienced Started career working for a small local CPA firm focusing mainly on individual income taxes and municipal audits and then moved on to a larger firm with 3 offices and 25 associates in Iowa.
Focused more on corporate tax and bank audits, and also had opportunity to work with some regional firms on audits of manufacturing companies in Illinois.
Worked some temporary assignments throughout career at other CPA firms, workers' compensation TPA, and a large construction company in St.
Currently served on the audit committee of a Medical Malpractice Insurance Company.
Formulated and conveyed examination results to management officials; instilled effective resolutions for assurance of financial stability.
Conducted examiner training an ongoing basis on legislative changes of Maryland State Laws (COMAR) and federal laws utilizing the Consumer Financial Protection Bureau (CFPB) guidelines.
Experience
10+ Years
Level
Senior
Education
MS
Financial Examiner Resume
Headline : A diligent, resourceful individual with professional experience in accounting, audit, financial operations, and securities regulation seeking a career opportunity that will allow me to apply my strong analytical, management, and communication skills in pursuit of a career in finance.
Skills : Audit, Internal Controls, Business Processes, Capital Markets, Investments/Securities, Investment Management, Compliance, Due Diligence, Financial Modeling, Financial Analysis, Portfolio Management.
Description :
Examined wide range of member firms.
Examined finances and operations; sales, underwriting and trading practices; supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements.
Analyzed internal and supervisory controls in key areas of risk; evaluate broker-dealer systems for quality, reliability, and regulatory compliance; assess the adequacy of member firms' financial condition through examination of net capital computations, books and records.
Created work papers to evidence scope of examination and the accuracy of findings to broker-dealer executives and FINRA management, including information relating to regulatory concerns noted during examinations.
Completed structured training program to developed core skills and knowledge of relevant rules, regulations, and guidelines.
Currently coached and guided less experienced examiners.
Participated in special projects such as reviewing annual audits and provided ideas to IT to better internal firm systems to increase efficiency.
Experience
5-7 Years
Level
Executive
Education
BA
Financial Examiner Resume
Summary : Highly accomplished and results-driven Chief Financial officer with more than 20 years of progressive experience in the insurance industry. Possesses broad hands-on experience including outstanding leadership, financial and intrapersonal skills. Passionate about creating new business opportunities and establishing strategic partnerships.
Skills : Supervising Skills, Planning Skills.
Description :
Authored a state and federal regulation guide which has enabled the team to examine mortgage companies more thoroughly, saving the general public thousands of dollars in excessive fees and penalties and Currently writing a Risk Based Committee policies and procedures that will aid the agency and examiners in accurately rating the risk of mortgage licensees.
Negotiated settlement of debts based on the reasonableness of debtors' requests; debtors' financial situation.
Analyzed & reviewed debts to determine the cost effectiveness of pursuing further collection activities.
Led teams of examiners and external parties, ensuring cooperation and coordination of tasks.
Established supervisory action plans for troubled institutions and mitigated risk of failure.
Recommended appropriate corrective measures to address concerns identified during examinations/audits.
Able to communicate orally and written and analyze data.
Experience
10+ Years
Level
Senior
Education
Master Of Science
Financial Examiner Resume
Headline : To obtain a Financial Examiner position in business administration with major responsibilities that will effectively utilize my communication, leadership, and organizational skills.
Audited and examined financial records for credit unions.
Determined solvency and insured compliance with accepted accounting principles and practices, and adherence to pertinent state laws, rules and regulations.
Verified financial institutions' assets and liabilities.
Reconciled financial statements and analyzed information on earnings, dividends, and ratio of capital to fixed assets and total deposit.
Properly safeguard Personally Identifiable Information (PII) in accordance with the Privacy and Freedom of Information Act.
Release information only to authorized personnel.
Proficient using personal computer hardware, word processing and data base software including Microsoft Word, Microsoft Office Outlook, Microsoft Excel, Microsoft Power Point, and Microsoft Access.
Experience
5-7 Years
Level
Junior
Education
B.A.
Financial Examiner Resume
Objective : To work in a new and interesting environment where I can grow with the company and learn new skills, while contributing my own skills, such as time management and customer service, to the company.
Skills : Supervising Skills, Risk Management.
Description :
Conducted risk focused examinations covering capital adequacy, asset management, earnings, liquidity, and management.
Specialized in mortgage lending, lending policy and compliance, and underwriting/portfolio risk analysis.
Analyzed of all processes and systems to ensure compliance with policies, procedures, best practices and statutes.
Determined areas of increased risk and address with management, helping to reduce overall risk.
Understood organizational objectives and goals to consult with management teams on progress/results.
Reviewed financial trends, balance sheet, accounting practices/techniques, and make appropriate recommendations.
Reviewed reasonableness and viability of business plans, budgets, and strategies created by management.
Experience
2-5 Years
Level
Junior
Education
Bachelor Of Arts In Psychology
Financial Examiner Resume
Summary : Financial Examiner professional with 20+ years of extensive banking experience. Highly analytical decision-maker with a critical role in a rapidly growing customer-centric institution. Proven history of positive regulatory partnerships and consistent examination outcomes.
Led experienced examination teams as Examiner-in-Charge for banks chartered with the State of Kansas.
Assessed risk and reviewed all areas of bank operations to determine the soundness of the institution.
Analyzed individual loan accounts measuring compliance with loan policy provisions, adequacy of the loan underwriting and servicing, and level of credit risk.
Identified and measured financial operating levels and trends, specifically analyzing asset quality, capital, earnings and liquidity.
Discussed adverse trends with management.
Assessed compliance with applicable laws and regulations.
Evaluated bank management based on bank's current condition and compliance with laws and regulations.
Experience
10+ Years
Level
Senior
Education
GED
Financial Examiner Resume
Objective : A Financial Examiner with a positive, upbeat personality and strong experience in the finance industry. I demonstrate a high level of integrity and honesty with anyone that I work with. I use genuine compassion and a high standard of service to, not only solve problems but, also, work diligently to provide a favorable outcome.
Skills : Planning Skills, Researching Skills.
Description :
Utilized a risk-focused approach that focused on seven risk factors: credit, interest rate, liquidity, transaction, strategic, reputation, and compliance to examine credit unions across the State.
Assigned CAMEL ratings to credit unions based on the amount of risk discovered in Capital adequacy, Asset quality, Management, Earnings, Liability & asset management, as well as a composite rating.
Provided a resource for credit unions when they needed information or assistance with a problem.
Acted as the examiner in charge at credit unions which entailed directing other examiners assignments, ensuring that all areas of the credit union were reviewed, writing the examination, presenting the findings of the examination to the Board of Directors of the credit union, and uploading the examination to the office for approval.
Traveled in a department owned vehicle across the State to perform examinations.
Planned, conducted and completed financial examinations for state-chartered credit unions totaling $11.5B in assets.
Performed in depth financial analysis, trending, reconciliations, budgeting and variance reviews.
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