A Registered Sales Associate assists the company’s customers with investment decision-making. Roles and responsibilities highlighted on the Registered Sales Associate Resume include – providing support to brokers, coordinating presentations, doing paperwork, offering customer service, conducting research, solving account problems; screening telephone calls to financial advisors, solving operational problems such as issues with statements, deposits, checks, and credit card transactions, troubleshooting for clients.
Most resumes in the field make the display the following common job assets – sales abilities, research skills, recordkeeping and persuasion skills, computer proficiency, and investment expertise, and multitasking skills. A degree is commonly seen on resumes, however, financial training represents an advantage for those who want to become a Registered Sales Associate.
Objective : Find a part-time Registered Sales Associate position where my financial customer service and computer background may be utilized to support clients and assist Advisors needs and concerns in the industry, Drive sales through engagement of our guests, suggestive selling, sampling and sharing product knowledge
Skills : Microsoft Word, Microsoft Excel, Series 7, Series 63.
Description :
Responsible for all administrative and operational support.
Directed and in-directed contact with clients, executing trades, compiling research and processing requests.
Worked side by side and independently with Financial Advisory (10 years for Jane H.
Met all of her personal needs; bill pay, all travel detail, coordination of social events, preparation of taxes and even house (boat) sat on occasion.
Worked well under pressure in a fast paced, deadline oriented environment where successful multitasking is required.
Developed and issued client portfolio reports annually.
Assisted in training and educating interns.
Experience
2-5 Years
Level
Executive
Education
B.A. In Journalism
Registered Sales Associate Resume
Objective : One year of experience as a Registered Sales Associate, and over seven years' experience as a sales associate providing excellent services to customers of Oppenheimer and Co. A responsible and reliable employee that works well independently and as a member of the team, Support achievement of stores performance targets by adjusting focus and priorities as directed by Service Leader or Store Manager
Provide an exceptional guest experience throughout our guests visit
Skills : Multitasks quickly and accurately, Effective Leader,.
Description :
Developed client relationships by providing distinctive service and resolving issues in a timely manner.
Coordinated the account opening process and match relevant products with client's needs.
Managed multiple projects and requests on a daily basis.
Executed stock, bond and option trade instructions.
Facilitated money movements and account maintenance requests.
Adhered to compliance guidelines and gather client documentation.
Managed pipeline to reflect future business and referral sources.
Experience
0-2 Years
Level
Entry Level
Education
Bachelor Of Science
Registered Sales Associate Resume
Summary : Registered Sales Associate with more than 20 years of transferable experience. Proven clerical, client support, and communication skills in a variety of business settings. Upbeat with a positive attitude and computer literate.
Skills : MS Office Suites, Excellent Client Service, Written And Verbal Communication , Research - Financial.
Description :
Processed new accounts, account transfers, orders, commissions, inventory, shipping, banking, money transfers, and mail.
Responsible for order entry, operations, analytical problems, logistical matters, client services and all administrative and marketing needs.
Used to operate the telephone, answering machine, time clock, data entry, spreadsheets, banking, reconciliation of accounts, copy and fax machines, postage meter, and many other items.
Required advanced written and verbal communication skills.
Worked with new and existing customers to identify investment opportunity, matching services and products to planned objectives.
Specialised in Retirement Plans for small to medium sized business clients including 401K, 403(b)7 and Pensions.
Provided opportunity for Asset Based Liability Management.
Experience
10+ Years
Level
Senior
Education
Bachelor Of Science
Registered Sales Associate Resume
Objective : Looking for a Registered Sales Associate position that will allow me to utilize my professional skills while being part of a growing team, Ability to diagnosing automobile problems and recommend solutions, Communicating with managers regarding customer concerns and employee matters.
Skills : Calendar Management, Mature Decision Making, Listening, General Office Procedures And Protocol.
Description :
Worked with investment clients in regards to their financial accounts.
Entered trades, solved problems and was in charge of organizing documents for compliance.
Helped the manager gain new clients and keep current clients happy with their investments.
Used demonstrated my excellent customer service, organisational and people skills.
Used specialised knowledge and skills obtained through experience to provide pro-active support to financial advisors.
Contributed to the increased generation of commission and fee revenue by maintaining and enhancing client relationships while assisting Financial Ad visors with efficient, quality client service.
Extensively contacted with internal and external customers to identify, research and resolve problems.
Experience
2-5 Years
Level
Junior
Education
BS In Business
Registered Sales Associate Resume
Headline : To obtain a management and coaching position with a dynamic Banking organization utilizing my experience and skills in developing and grooming exceptional bank personnel. Maintain a strong focus on staff relations and teamwork which will allow me to lead a staff in providing customer oriented best in class service, supporting the vision and values of the corporation. Reliable People-oriented Excellent communication skills Excels in team leadership Energetic Excellent work ethic Strong interpersonal skills.
Skills : Bloomberg, Microsoft Office, Planning.
Description :
Worked with new and existing customers to identify investment opportunity, matching services and products to planned objectives.
Specialized in Retirement Plans for small to medium sized business clients including 401K, 403(b)7 and Pensions.
Provided opportunity for Asset Based Liability Management.
Provided solutions and tax savings strategies.
Researched beneficial investment opportunities and made recommendations to senior management.
Provide reliable and consistent customer service to all customers Part time hours (20 hours per week).
Partnered with a Senior List Broker to prospect and develop qualified leads.
Experience
5-7 Years
Level
Executive
Education
Associate
Registered Sales Associate Resume
Headline : To obtain a Registered Sales Associate position with a dynamic banking and wealth management firm that will employ my experience and skills in developing and grooming exceptional bank personnel. Maintain strong focus on staff relations and teamwork which will allow me to lead staff in providing customer-oriented, best in class service, supporting vision and values of the corporation. Reliable People Oriented Excellent Communication Skills Excels in Team Leadership Strong Interpersonal Skills Excellent Work Ethic.
Skills : Microsoft Excel, Sales Associate, Managing.
Description :
Performed administrative support for 8 financial advisers; troubleshot issues; performed daily market trades; prepared client asset allocations.
Served as equity syndicate coordinator for the office.
Responsible for all administrative duties for the office's top producing Financial Consultant.
Assisted consumers to find best solution for their flooring needs in their homes.
Pursued opportunities from incoming showroom, phone inquiries, and web leads.
Met and exceeded sales goals.
Met and exceeded your sales quotas as well as activity metrics.
Experience
5-7 Years
Level
Executive
Education
Associate's
Registered Sales Associate Resume
Summary : Detailed oriented Office Registered Sales Associate Professional with 20+ years of experience with office management skills, Actively engaging in developing more effective customer service skills, Providing honest and trustworthy advice to customers regarding the best products that fit the customers expectations.
Skills : Microsoft Office, Thompson One, Quick-books.
Description :
Utilised a variety of approaches in the sales process, but you’ll love diving into various consumer product and creative verticals, thoroughly understanding creators’ needs and using that context to bring them to Indiegogo.
Managed the sales cycle from start to finish.
Generated pipeline with new business opportunities through cold calling, emailing, and networking to close and launch opportunities.
Moved swiftly but with precision and thoughtfulness. Work with a sense of urgency to ensure timely and appropriate follow-up for all sales-related activities.
Represented Indiegogo in the tech and design entrepreneurship and business community, including but not limited to: networking and/or speaking at conferences and community events, contribute to content, online/offline events, and strategic programs at Indiegogo or with Indiegogo partners that further our business outreach at scale.
Worked closely with cross-functional teams that contribute to the full sales and customer lifecycle to ensure client success and engagement longevity.
Developed territory and account-based strategic plans.
Experience
10+ Years
Level
Senior
Education
Associates Degree
Registered Sales Associate Resume
Objective : Registered Sales Associate with 3 years of experience in Providing WOW! Customer Service, Ensuring assigned store tasks are completed in a timely manner on assigned shift, Operating cash registers and follows established cash handling procedures, Following company policies and loss prevention procedures, and also Maintaining a safe working environment including PPE (Personal Protective Equipment).
Skills : Planning, Production Management, Content Management.
Description :
Partnered with Lead Development teams to provide territory knowledge to assist in their targeting efforts.
Partnered with marketing to identify the highest value events in your territory to grow your business.
Lookedout for new wholesale and distribution opportunities.
Stayed knowledgeable about our range of DTC products including Camp, Dune and Basis.
Sent cold emails to brands and distributors.
Created purchase orders, obtain customer payment information for wholesale orders processed via email.
Processed request for samples for possible partnerships, content creators, influencers, etc.
Experience
2-5 Years
Level
Executive
Education
GED
Registered Sales Associate Resume
Headline : Registered Sales Associate is Maintaining store appearance and merchandising standards as directed, Ensuring that merchandise is restocked and placed in their respective areas, Utilizing ZNET to help customers locate merchandise or find suitable alternatives.
Skills : Sales, Retail. Typing.
Description :
Created priority shipments with FedEx.
Updated internal pipelines for any new sales or samples sent to potential partners.
Followed up on wholesale orders to upsell.
Worked with a Managing Director and Client Advisors in Private Wealth Management Division.
Made travel arrangements and processed expense reports.
Typed memos and other correspondence when needed.
Maintained client accounts.
Experience
5-7 Years
Level
Executive
Education
MS
Registered Sales Associate Resume
Headline : As a Registered Sales Associate is Maintaining product knowledge and current promotions through AutoZone systems and information sources, Practicing GOTTChA and assists with the installation of wipers blades, batteries and light bulbs, Utilizing OBDII to read codes from customers automobiles.
Skills : Product management, MS Office, Customer Service.
Description :
Confirmed and executed trades with clients.
Responsible for desk documentation.
Attend regular sales meetings as required.
Responsible for the overall management and daily customer service of over 400 accounts as directed by five Financial Advisors including both.
Placed security orders for clients/brokers Prepared new account documents and account transfer paperwork Tax preparation for CPA's .
Represented the administrative and operational staff as liaison to the home office.
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